In today's highly regulated capital markets, timely and accurate compliance with securities laws is essential for maintaining investor confidence, ensuring good governance, and avoiding regulatory penalties. Whether you are a listed entity, planning a public offering, or undertaking a capital restructuring, adhering to the framework laid down by SEBI, stock exchanges, and depositories is critical. Our Securities and Capital Market Compliances & Advisory services are designed to support companies in navigating these complex requirements with precision, offering end-to-end assistance in regulatory filings, disclosures, corporate actions, and interface with SEBI, BSE, NSE, NSDL, and CDSL.
- Compliance and filings under Listing Agreements with the Exchanges
- Monthly Submission of Details of Dematerialization of Securities
- Issue of Certificates under the Listing Agreements
- Co-ordination and Submission of Certificate relating to Transfer-cum-Demat of Shares as required under NSDL / CDSL Bye laws
- Payment of Annual Listing fees
- Preparation of Annual Report incorporating the necessary requirements of Clause 49 of Corporate Governance
- Compliance and filings of under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;
- Compliance and Filings under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
- Assisting in obtaining various regulatory approvals from SEBI / BSE / NSE;
- Assisting in Delisting of Companies from Stock Exchanges under SEBI (De- listing of Equity Shares) Regulations, 2009.